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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED 2018-09-06
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED
    Since 2018-09-06

Branch Locations

150 Broadhollow Rd Ste 205, Melville, NY 11747 • United States

North Babylon, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Massapequa NY 10/2006 03/2020
Ameriprise Financial Services, Llc Melville NY 03/2020 Present
Other Businesses

Business Ownership; One Ten Partners, LLC; help manage payroll, practice expenses; legal entity established to manage your Ameriprise practice, manage payroll and practice expenses; 150 Broadhollow Road, Ste. 205, , Melville, NY, 11747; Not Investment-Related; 01/02/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; One Ten Partners, LLC; employee - employee; For purpose of payroll; 150 Broadhollow Road, , Melville, NY, 11747; Not Investment-Related; 07/01/2008; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-22
  • S66 Uniform Combined State Law Examination
    2007-02-22
Designations
Other Names
  • Martha Adele Winston

View on SEC IAPD

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