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20707 N Pima Rd Ste 205, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-12-06 |
| TX | RA | APPROVED_RES | 2023-11-16 |
Branch Locations
20707 N Pima Rd Ste 205, Scottsdale, AZ 85255 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Financial Equity Corporation | Scottsdale | AZ | 04/2016 | 04/2022 |
| Foundations Investment Advisors, Llc | Scottsdale | AZ | 04/2022 | Present |
| Sl Capital | Scottsdale | AZ | 07/2022 | Present |
1.) SL Capital; Investment Related; Scottsdale, AZ; RIA; President/IAR; Start Date 07/2022; Approx. 80 hours with all hours during securities trading hours 2.) Foundations Investment Advisors; Investment Related; Scottsdale, AZ; RIA; IAR; Start Date 04/2022; Approx. 80 hours with all hours during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-04-11 |
| S65 | Uniform Investment Adviser Law Examination | 2006-08-25 |
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