Best Investors Account Sign in

Gray Clark Peckham

Osaic Institutions, Inc.

Milford, CT

Claim This Profile
Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-05-13
  • CT RA
    APPROVED
    Since 2024-05-13

Branch Locations

51 Roses Mill Road, Milford, CT 06460 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Precocity Capital Stamford CT 12/2015 05/2018
Unemployed Fairfield CT 06/2018 09/2018
American Impact Capital Foundation Fairfield CT 10/2018 10/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2019 06/2021
Northwestern Mutual Investment Services Llc Fairfield CT 02/2020 06/2021
Fidelity Brokerage Services Llc Greenwich CT 06/2021 05/2024
Osaic Instituions, Inc. Meriden CT 05/2024 Present
The Milford Bank Milford CT 05/2024 Present
  • 12/2015 → 05/2018
    Precocity Capital
    Stamford, CT
  • 06/2018 → 09/2018
    Unemployed
    Fairfield, CT
  • 10/2018 → 10/2019
    American Impact Capital Foundation
    Fairfield, CT
  • 11/2019 → 06/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2020 → 06/2021
    Northwestern Mutual Investment Services Llc
    Fairfield, CT
  • 06/2021 → 05/2024
    Fidelity Brokerage Services Llc
    Greenwich, CT
  • 05/2024 → Present
    Osaic Instituions, Inc.
    Meriden, CT
  • 05/2024 → Present
    The Milford Bank
    Milford, CT
Previous Registrations
  • 2021-09-16 → 2024-05-01
    Fidelity Personal And Workplace Advisors
    Greenwich, CT
Other Businesses

1.) Lowe's. Not investment related. Home improvement store. Started April 2025. 8 hours per week on weekends.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-19
S63 Uniform Securities Agent State Law Examination 2020-07-29
  • S65 Uniform Investment Adviser Law Examination
    2021-08-19
  • S63 Uniform Securities Agent State Law Examination
    2020-07-29
Other Names
  • Gray Clark Peckham
  • Gray Peckham

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC
COASTAL BRIDGE ADVISORS
HIGHTOWER ADVISORS, LLC
PFS INVESTMENTS INC.
WRIGHT INVESTORS SERVICE INC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

GREGORY PAUL GELOSO
BETH ANNE BOTTI
SHAN C DIAO
JOSEPH NORVISH
RANDY JOHN MAKLES
MELISSA MORLEY
EDWARD CHARLES FREDERICKS
STEVEN STANLEY NESTER

Other Offices

EQUITABLE ADVISORS, LLC · MILFORD, CT
COASTAL BRIDGE ADVISORS · Milford, CT
HIGHTOWER ADVISORS, LLC · Milford, CT
PFS INVESTMENTS INC. · MILFORD, CT
PFS INVESTMENTS INC. · MILFORD, CT
WRIGHT INVESTORS SERVICE INC · MILFORD, CT
STATE FARM INVESTMENT MANAGEMENT CORP. · Stratford, CT
LPL FINANCIAL LLC · STRATFORD, CT

More in Milford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor