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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-06-30 |
| NM | RA | APPROVED | 2009-06-01 |
Branch Locations
6565 Americas Parkway Suite 400, Albuquerque, NM 87110 • United States
150 Washington Avenue Suite 301, Santa Fe, NM 87501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Albuquerque | NM | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
2. Rental Property; Investment related ; Albuquerque, NM; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Aug 2017; During business hours: 0; After business hours: 1; Renting residential real estate *311 - Rental Property- single family property ; Investment related - Yes ; santa fe, New Mexico ; Real Estate ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 5/2023 ; During business hours : 0 ; After business hours : 2 ; Administrative *566886- United Way of North Central NM; Investment related-No; albuquerque, New Mexico; Children/Youth; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 09/2023; During business hours: 1; After business hours: 0; grant making decisions *592634 - Rental Property ; Investment related - Yes ; santa fe,New Mexico ; Real Estate ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 4/2023 ; During business hours : 1 ; After business hours : 0 ; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-22 |
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