Lana Michelle Ledlow

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 12/2022
  Td Ameritrade, Inc.
  Houston, TX
• 12/2022 → 03/2025
  Charles Schwab & Co., Inc.
  Westlake, TX
• 05/2025 → Present
  Osaic
  Scottsdale, AZ

Previous Registrations

• 2022-01-26 → 2025-04-09
  Charles Schwab & Co., Inc.
  Southlake, TX
  Westlake, TX
  Westlake, TX
• 2010-11-12 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Houston, TX
  Fort Worth, TX
  Houston, TX
  Southlake, TX
  Westlake, TX
• 2010-11-12 → 2022-10-14
  Td Ameritrade, Inc.
  Houston, TX
  Houston, TX
  Westlake, TX
  Westlake, TX

Exams

• S66 Uniform Combined State Law Examination
  2009-12-30

Other Names

• Lana M Ledlow