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Joseph James Truscott

Charles Schwab & Co., Inc.

Omaha, NE

CRD 5227353

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-09-15
  • NE RA
    APPROVED
    Since 2022-09-15

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Inc. Bellevue NE 10/2006 02/2021
Charles Schwab & Co., Inc. Omaha NE 09/2022 Present
Td Ameritrade, Inc. Omaha NE 02/2021 06/2024
Charles Schwab Trust Bank Omaha NE 11/2023 Present
  • 10/2006 → 02/2021
    Td Ameritrade Inc.
    Bellevue, NE
  • 09/2022 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
  • 02/2021 → 06/2024
    Td Ameritrade, Inc.
    Omaha, NE
  • 11/2023 → Present
    Charles Schwab Trust Bank
    Omaha, NE
Previous Registrations
  • 2008-03-20 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Charlotte, NC
  • 2008-03-20 → 2018-12-10
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-11
S63 Uniform Securities Agent State Law Examination 2007-03-30
  • S66 Uniform Combined State Law Examination
    2008-03-11
  • S63 Uniform Securities Agent State Law Examination
    2007-03-30

View on SEC IAPD

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