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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-11-14
  • NE RA
    APPROVED
    Since 2025-11-14

Branch Locations

13625 California St Ste 200 [Gl-Rbo], Omaha, NE 68154 • United States

14666 W Center Rd, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Omaha NE 09/2016 02/2018
Unemployed Omaha NE 06/2016 09/2016
Bank Of America, N.A. Omaha NE 11/2016 02/2018
Bancwest Investment Services Omaha NE 04/2018 11/2025
Unemployed Omaha NE 02/2018 04/2018
Bank Of The West Omaha NE 04/2018 11/2025
Lpl Financial Llc Bellevue NE 07/2023 11/2025
Wells Fargo Clearing Services, Llc Omaha NE 11/2025 Present
Previous Registrations
  • 2023-07-19 → 2025-11-13
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Bellevue, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2018-04-30 → 2023-07-19
    Bancwest Investment Services, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Fremont, NE
    Omaha, NE
    Omaha, NE
    Bellevue, NE
    Omaha, NE
    Omaha, NE
  • 2016-09-27 → 2018-02-06
    Omaha, NE
  • 2008-10-03 → 2014-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2008-10-03 → 2014-10-14
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-01
S63 Uniform Securities Agent State Law Examination 2008-04-17
  • S66 Uniform Combined State Law Examination
    2008-10-01
  • S63 Uniform Securities Agent State Law Examination
    2008-04-17
Other Names
  • Robert Jude Sledge

View on SEC IAPD

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