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James Scott Downing

Mcf Advisors, LLC

Lexington, KY

Lexington, KY

CRD 5226873

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Employer firm

Mcf Advisors, LLC CRD 130372

$4.68B regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mcf Advisors, Llc

333 West Vine Street 12Th Floor, Lexington, KY 40507 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2017-01-05
MO RA APPROVED 2017-01-05
  • KY RA
    APPROVED
    Since 2017-01-05
  • MO RA
    APPROVED
    Since 2017-01-05

Branch Locations

333 West Vine Street Suite 1740, Lexington, KY 40507 • United States

333 West Vine Street 12Th Floor, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcf Advisors Llc Lexington KY 10/2015 Present
Previous Registrations
Other Businesses

1. THE LEXINGTON DREAM FACTORY / INVESTMENT-RELATED: NO / NATURE OF BUSINESS: NON-PROFIT / TITLE: CHAIR OF GOVERNANCE COMMITTEE / START DATE: 10/2015 / HOURS PER MONTH: <5 / HOURS PER MONTH DURING SECURITIES TRADING HOURS: 0 / DUTIES: VOLUNTEER 2. RONALD MCDONALD HOUSE CHARITIES OF CENTRAL KY / INVESTMENT-RELATED: NO / NATURE OF BUSINESS: NON-PROFIT / TITLE: BOARD OF DIRECTORS / START DATE: 2/2023 / HOURS PER MONTH: <5 / HOURS PER MONTH DURING SECURITIES TRADING HOURS: 0 / DUTIES: VOLUNTEER 3. LICENSED INSURANCE AGENT: HEALTH, LIFE / INVESTMENT-RELATED: YES / 333 WEST VINE STREET SUITE 1740 LEXINGTON, KY 40507 / NATURE OF BUSINESS: INSURANCE / TITLE: LICENSED INSURANCE AGENT / START DATE: 07/2011 / HOURS PER MONTH: <5 / HOURS PER MONTH DURING SECURITIES TRADING HOURS: <5 / DUTIES: INSURANCE PRODUCT SUPPORT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-07
S63 Uniform Securities Agent State Law Examination 2006-11-02
  • S66 Uniform Combined State Law Examination
    2011-11-07
  • S63 Uniform Securities Agent State Law Examination
    2006-11-02
Designations
  • Certified Financial Planner
Other Names
  • James S Downing

View on SEC IAPD

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