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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-25
NC RA APPROVED 2019-11-12
  • TX RA
    APPROVED
    Since 2020-08-25
  • NC RA
    APPROVED
    Since 2019-11-12

Branch Locations

2601 Weston Parkway Suite 201, Cary, NC 27513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Fairfield IA 06/2019 Present
Cambridge Investment Research Fairfield IA 06/2019 Present
Ipreo Raleigh NC 06/2013 08/2018
Ihs Markit Raleigh NC 08/2018 02/2019
Self Employed Chapel Hill NC 04/2019 06/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2019 Present
  • 06/2019 → Present
    Cambridge Investment Research
    Fairfield, IA
  • 06/2019 → Present
    Cambridge Investment Research
    Fairfield, IA
  • 06/2013 → 08/2018
    Ipreo
    Raleigh, NC
  • 08/2018 → 02/2019
    Ihs Markit
    Raleigh, NC
  • 04/2019 → 06/2019
    Self Employed
    Chapel Hill, NC
  • 11/2019 → Present
    Fairfield, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2019 AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 2) WHITE OWL FINANCIAL ADVISORS, 2601 WESTON PARKWAY SUITE 101 CARY NC, EDUCATIONAL WEBINARS, 07/21/21, INV REL, OWNER, 10 HR/MO 5 HR/MO TRADING 3) WHITE OWL FINANCIAL ADVISORS, 2601 WESTON PARKWAY SUITE 101 CARY NC, 02/15/2022, OWNER, Author/Educator/Podcast/Speaker, NIR, 3 HR/MO 1 HR/MO TRADING 4) WHITE OWL FINANCIAL ADVISORS, 2601 WESTON PARKWAY SUITE 101 CARY NC, 05/2019, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 10 HR/MO 10 HR/MO TRADING 5) GREATER RALEIGH CHAMBER OF COMMERCE, 800 SOUTH SALISBURY STREET RALEIGH NC, 10/2024, BOARD MEMBER, CIVIC, NIR, 1 HR/MO 1 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-11
  • S66 Uniform Combined State Law Examination
    2019-10-11
Other Names
  • Sandra Wang

View on SEC IAPD

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