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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-19
TX RA APPROVED_RES 2020-11-12
  • NY RA
    APPROVED
    Since 2021-10-19
  • TX RA
    APPROVED_RES
    Since 2020-11-12

Branch Locations

1000 South Ave Suite 103, Staten Island, NY 10314 • United States

Houston, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 03/2009 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Staten Island NY 09/2022 Present
Lone Star College - Montgomery Conroe TX 01/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 03/2009 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Staten Island, NY
  • 01/2023 → Present
    Lone Star College - Montgomery
    Conroe, TX
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    New York, NY
    Staten Island, NY
  • 2011-07-18 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
    New York, NY
    Staten Island, NY
    Staten Island, NY
Other Businesses

1) BH WEALTH MANAGEMENT; PRESIDENT INSURANCE; START: 3/1/2009 2) JAIMIE BLACKMAN. VOLUNTEER SERVICES. MUSIC PERFORMANCE. STARTED 1/1/2011. 3) ARC- ADULT RESOURCE CENTER; PRESIDENT; NON-PROFIT ORGANIZATION; START DATE:01/01/2003; 4 HOURS A MONTH. 4) INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE: 04/01/2017; 80 HOURS PER MONTH. 5) ID360; CONSULTANT; CONSULTING; START DATE 05/29/2019; 4 HOURS PER MONTH. 6) MMR MAGAZINE; COLUMNIST; OTHER; START DATE: 01/15/2020; 8 HOURS PER MONTH. 7)NAME OF OTHER BUSINESS: JAIMIE BLACKMAN & COMPANY DBA MONEY CAPSULES; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: MUSIC &WELLNESS EDUCATION; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 3-5; APX NUMBER OF HOURS DURING TRADING HOURS: 3-5; BRIEF DESCRIPTION OF DUTIES: CREATE CONTENT, ORGANIZE TALKS AND PODCASTS, MUSIC, WELLNESS EDUCATION, PODCAST AND SPEAKING; 8) NAME OF OTHER BUSINESS: LONE STAR COLLEGE-MONTGOMERY; INVESTMENT RELATED: NO; ADDRESS: 3200 COLLEGE PARK DRIVE CONROE, TX 77384; NATURE OF BUSINESS: MUSIC EDUCATION; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: INSTRUCTOR; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: TEACH STUDENTS ABOUT AMERICAN MUSIC;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-25
  • S66 Uniform Combined State Law Examination
    2002-01-25

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