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Steven Michael Durk

Hightower Advisors, LLC

San Ramon, CA

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-02
TX RA APPROVED_RES 2020-10-21
  • CA RA
    APPROVED
    Since 2025-01-02
  • TX RA
    APPROVED_RES
    Since 2020-10-21

Branch Locations

3160 Crow Canyon Road Suite 290, San Ramon, CA 94583 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Real Estate/Property Management Roseville CA 05/2007 Present
Durk Family Outdoor Ventures, Llc Dublin CA 05/2015 Present
Frontier Investment Management Co. Dallas TX 06/2016 09/2020
Hightower Advisors Llc San Ramon CA 09/2020 Present
  • 05/2007 → Present
    Real Estate/Property Management
    Roseville, CA
  • 05/2015 → Present
    Durk Family Outdoor Ventures, Llc
    Dublin, CA
  • 06/2016 → 09/2020
    Frontier Investment Management Co.
    Dallas, TX
  • 09/2020 → Present
    San Ramon, CA
Previous Registrations
  • 2016-06-20 → 2020-11-16
    Frontier Investment Management Co
    Dublin, CA
    Dallas, TX
  • 2007-08-13 → 2016-06-20
    Jersey City, NJ
    Englewood, CO
    Menlo Park, CA
    San Francisco, CA
    Englewood, CO
    Lone Tree, CO
    New York City, NY
  • 2007-02-07 → 2007-08-03
    M.L. Stern & Co., Llc.
    Sacramento, CA
Other Businesses

1) RENTAL ESTATE PROPERTY MANAGEMENT. START DATE 05/15/2007, ROSEVILLE, CA MY WIFE, JENNIFER, HANDLES THE RENTAL ARRANGEMENTS ASSOCIATED WITH THE PROPERTY. PROPERTY WAS PURCHASED AS A PRIMARY RESIDENCE IN 2005. WE WERE TRANSFERRED VIA MY WIFE'S EMPLOYER AND WERE UNABLE TO SELL THE PROPERTY IN 2007 AND HAVE RENTED THE PROPERTY AT A FRACTION OF THE MORTGAGE PAYMENT AS OPPOSED TO "WALKING AWAY" FROM THE OBLIGATION. THIS PROPERTY HAS NEVER BEEN AN "INVESTMENT" PROPERTY BUT HAPPENED TO BECOME A "RENTAL" DUE TO ADVERSE HOUSING MARKET CONDITIONS DURING 2007 RECESSION...CONVERTED TO RENTAL TO AVOID CREDIT COMPROMISE AND MAINTAIN STELLAR RATING WITH CREDITORS. (ADDITIONAL NOTE, RENTAL INCOME RECEIVED FOR THIS PROPERTY HAS NEVER COVERED MORE THAN 65PCT OF THE MORTGAGE RELATED COSTS FOR THE PROPERTY. THIS PROPERTY WAS NOT INTENDED TO BE HELD AS AN INVESTMENT OR BUSINESS ACTIVITY, BECAME THAT WAY TO PROTECT GOOD STANDING WITH CREDITORS DURING HOUSING MARKET CRISIS OF 2007-2009.) HOURS PER MONTH LESS THAN 20.(2) start 06/16/2015, Durk Family Outdoor Ventures, LLC, hunting/outdoor activities, Dublin, CA, The "business" will be established as a co-owned LLC with Family members to hold the assets and collect any revenues for use of assets related to our hunting/outdoor activities. The majority of revenues coming from "use of related assets" will come from usage fees for our lease of a duck blind. My activities for this business will take place almost exclusively on my weekends and vacation days taken during the Fall/Winter hunting season. I answered the question below about "percentage of time" including available time on weekends as that will fall as part of the business activities but, directly stating, these activities will not interfere with my time committed to my career at Frontier. hours per month less than 20.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-05
S63 Uniform Securities Agent State Law Examination 2006-10-19
  • S65 Uniform Investment Adviser Law Examination
    2007-02-05
  • S63 Uniform Securities Agent State Law Examination
    2006-10-19
Other Names
  • Steven M Durk

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