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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED_RES | 2020-10-21 |
Branch Locations
3160 Crow Canyon Road Suite 290, San Ramon, CA 94583 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Real Estate/Property Management | Roseville | CA | 05/2007 | Present |
| Durk Family Outdoor Ventures, Llc | Dublin | CA | 05/2015 | Present |
| Frontier Investment Management Co. | Dallas | TX | 06/2016 | 09/2020 |
| Hightower Advisors Llc | San Ramon | CA | 09/2020 | Present |
1) RENTAL ESTATE PROPERTY MANAGEMENT. START DATE 05/15/2007, ROSEVILLE, CA MY WIFE, JENNIFER, HANDLES THE RENTAL ARRANGEMENTS ASSOCIATED WITH THE PROPERTY. PROPERTY WAS PURCHASED AS A PRIMARY RESIDENCE IN 2005. WE WERE TRANSFERRED VIA MY WIFE'S EMPLOYER AND WERE UNABLE TO SELL THE PROPERTY IN 2007 AND HAVE RENTED THE PROPERTY AT A FRACTION OF THE MORTGAGE PAYMENT AS OPPOSED TO "WALKING AWAY" FROM THE OBLIGATION. THIS PROPERTY HAS NEVER BEEN AN "INVESTMENT" PROPERTY BUT HAPPENED TO BECOME A "RENTAL" DUE TO ADVERSE HOUSING MARKET CONDITIONS DURING 2007 RECESSION...CONVERTED TO RENTAL TO AVOID CREDIT COMPROMISE AND MAINTAIN STELLAR RATING WITH CREDITORS. (ADDITIONAL NOTE, RENTAL INCOME RECEIVED FOR THIS PROPERTY HAS NEVER COVERED MORE THAN 65PCT OF THE MORTGAGE RELATED COSTS FOR THE PROPERTY. THIS PROPERTY WAS NOT INTENDED TO BE HELD AS AN INVESTMENT OR BUSINESS ACTIVITY, BECAME THAT WAY TO PROTECT GOOD STANDING WITH CREDITORS DURING HOUSING MARKET CRISIS OF 2007-2009.) HOURS PER MONTH LESS THAN 20.(2) start 06/16/2015, Durk Family Outdoor Ventures, LLC, hunting/outdoor activities, Dublin, CA, The "business" will be established as a co-owned LLC with Family members to hold the assets and collect any revenues for use of assets related to our hunting/outdoor activities. The majority of revenues coming from "use of related assets" will come from usage fees for our lease of a duck blind. My activities for this business will take place almost exclusively on my weekends and vacation days taken during the Fall/Winter hunting season. I answered the question below about "percentage of time" including available time on weekends as that will fall as part of the business activities but, directly stating, these activities will not interfere with my time committed to my career at Frontier. hours per month less than 20.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-19 |
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