Tracy Lance Collins

Current Employers

Employment History

• 07/2014 → 01/2019
  Bb&T Bank
  High Point, NC
• 07/2014 → 03/2020
  Bb&T Investments
  Charlotte, NC
• 01/2018 → 03/2020
  Bb&T Securities, Llc
  Richmond, VA
• 01/2019 → 03/2020
  Bb&T
  High Point, NC
• 09/2020 → Present
  Raymond James Financial Services, Inc.
  High Point, NC
• 09/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  High Point, NC
• 01/2021 → Present
  Pinnacle Asset Management
  High Point, NC
• 12/2020 → Present
  Pinnacle Financial Partners/Pinnacle Bank
  High Point, NC
• 03/2020 → 09/2020
  Pinnicale Bank
  High Point, NC

Previous Registrations

• 2018-01-02 → 2020-03-13
  Bb&T Securities, Llc
  Charlotte, NC
  High Point, NC
• 2014-07-11 → 2018-01-02
  Bb&T Investment Services, Inc.
  Charlotte, NC
  High Point, NC
• 2011-02-23 → 2013-02-06
  Wells Fargo Clearing Services, Llc
  Greensboro, NC
  Winston Salem, NC
  Archdale, NC
  Winston Salem, NC
  Atlanta, GA
  Greensboro, NC
• 2009-10-20 → 2010-12-31
  Lpl Financial Llc
  Greensboro, NC
• 2009-08-24 → 2009-10-02
  Edward Jones
  Thomasville, NC

Other Businesses

(1)Name of Business: Pinnacle Asset Management Address: 300 N Main St, High Point, NC, 27260, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/07/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Licensed Bank Advisor (LBA), refer potential clients to our RJFS Advisors. There are no RJFS client accounts under my Rep# (2)Name of Business: Pinnacle Financial Partners/Pinnacle Bank Address: 300 N. Main Street, High Point, NC, 27260, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 12/04/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Discuss holistic financial planning for clients and implement banking strategies/products help clients achieve their financial goals.

Exams

• S66 Uniform Combined State Law Examination
  2009-08-20

Other Names

• Lance Collins