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Kimberly C Smith

Raymond James & Associates, Inc.

Salt Lake City, UT

South Jordan, UT

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2021-08-19
  • UT RA
    APPROVED
    Since 2021-08-19

Branch Locations

95 S State St Suite 2180, Salt Lake City, UT 84111 • United States

South Jordan, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Salt Lake City UT 10/2007 05/2021
Raymond James & Associates, Inc. Salt Lake City UT 05/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-22
S63 Uniform Securities Agent State Law Examination 2006-11-09
  • S66 Uniform Combined State Law Examination
    2008-07-22
  • S63 Uniform Securities Agent State Law Examination
    2006-11-09
Other Names
  • Kimberly Hill
  • Kimberly Carmel Hill
  • Kimberly Carmel Hill
  • Kimberly C Hill

View on SEC IAPD

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