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CRD 5224710
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-02 |
Branch Locations
2501 East Pioneer Pkwy, Arlington, TX 76010 • United States
808 S. Palestine, Athens, TX 75751 • United States
109 West Fm 1382, Cedar Hill, TX 75104 • United States
4351 Little Rd., Arlington, TX 76016 • United States
3060 W. Camp Wisdom Rd, Grand Prairie, TX 75052 • United States
317 South Main Street, Mansfield, TX 76063 • United States
1300 S. Bowen Rd, Arlington, TX 76013 • United States
700 W. Bardin Rd, Arlington, TX 76017 • United States
103 W. Hardwood, Hurst, TX 76054 • United States
700 West Bardin Road, Arlington, TX 76017 • United States
425 West Jefferson, Grand Prairie, TX 75051 • United States
510 South Center Street, Arlington, TX 76010 • United States
1900 Country Club Drive, Mansfield, TX 76063 • United States
North Arlington Branch 1060 Ne Green Oaks Blvd., Arlington, TX 76006 • United States
Bedford Mid-Cities Branch 3800 Cheek-Sparger Rd, Bedford, TX 76021 • United States
Flower Mound Branch 2501 Flower Mound Rd, Flower Mound, TX 75028 • United States
Midlothian Ave G Branch 201 E Ave G, Midlothian, TX 76065 • United States
Irving Las Colinas Branch 7255 State Hwy 161, Irving, TX 75039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas Trust Credit Union | Grand Prairie | TX | 09/2006 | Present |
| Lpl Financial, Llc | Grand Prairie | TX | 08/2007 | Present |
(1) 04/11/2016: Texas Trust Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 09/09/2016: Texas Trust Insurance Agency - Financial Institution Duty - Investment Related - 109 W FM 1382, Cedar Hill, TX 75154 - Start 08/29/2016 - 80 Hr/Mo; 80 Hour(s) During Securities Trading - Property & Casualties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-14 |
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