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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-02-13 |
| TX | RA | APPROVED | 2018-02-13 |
Branch Locations
501 North Broadway, St. Louis, MO 63102 • UNITED STATES
2190 New Holt Road Suite C, Paducah, KY 42001 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2000 | 01/2018 |
| Stifel Nicolaus | St. Louis | MO | 02/2018 | Present |
1. Clay Pit LLC; Arlington, KY; farm land and cabin with a lake; owner; 12/01/2008; 1.00 Hour(s) Per Quarter; not during securities trading hours; Investment-Related 2. DEA Properties LLC; 6722 Turnberry Dr., Paducah KY 42001; Partner - property ownership; 07/27/2018; 1.00 Hour(s) Per Week - during securities trading hours; Investment-Related 3. Family Service Society; 827 Joe Clifton Dr Paducah KY 42001; Board Member; attend meetings and fundraisers; 1/2/2023; 2 hours per month; not during securities trading hours; not inv related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-04 |
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