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Marguerite Rogers

M Holdings Securities, Inc.

Northfield, IL

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Current Employers
M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-12
  • IL RA
    APPROVED
    Since 2025-11-12

Branch Locations

1 Northfield Plaza Suite 430, Northfield, IL 60093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M Holdings Securities, Inc. Portland OR 02/2025 Present
Rreef America Llc Chicago IL 10/2013 09/2021
Stout Chicago IL 10/2022 09/2024
Not Employed Wilmette IL 10/2021 09/2022
Jamieson Financial Services Northfield IL 10/2024 Present
  • 02/2025 → Present
    M Holdings Securities, Inc.
    Portland, OR
  • 10/2013 → 09/2021
    Rreef America Llc
    Chicago, IL
  • 10/2022 → 09/2024
    Stout
    Chicago, IL
  • 10/2021 → 09/2022
    Not Employed
    Wilmette, IL
  • 10/2024 → Present
    Jamieson Financial Services
    Northfield, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-11
S65 Uniform Investment Adviser Law Examination 2003-01-07
S63 Uniform Securities Agent State Law Examination 2000-04-13
  • S66 Uniform Combined State Law Examination
    2025-11-11
  • S65 Uniform Investment Adviser Law Examination
    2003-01-07
  • S63 Uniform Securities Agent State Law Examination
    2000-04-13
Other Names
  • Marguerite Patricia Harris
  • Marguerite Patricia Rogers
  • Marguerite Harris Rogers

View on SEC IAPD

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KENNEY INVESTMENTS INC
ARDOR INVESTMENT MANAGEMENT CONSULTING
CERTITUDE ADVISORS, LLC

Other Investors

LISA A BOYD
DANIEL MARCUS
NATHAN LAWRENCE EADS
BARRY IRA HERTZBERG
Brian Joseph Fritzsche
JEFFREY PAUL CHAPRACKI
JOHN ASTOR GOMEZ
PATRICK RYAN NORD

Other Offices

MARCUS CAPITAL, LLC · NORTHFIELD, IL
MOLLER WEALTH PARTNERS · NORTHFIELD, IL
STRATEGIC PORTFOLIO MANAGERS · NORTHFIELD, IL
BRENTVIEW INVESTMENT MANAGEMENT, LLC · NORTHFIELD, IL
TREETOP WEALTH MANAGEMENT, LLC · NORTHFIELD, IL
KENNEY INVESTMENTS INC · NORTHFIELD, IL
ARDOR INVESTMENT MANAGEMENT CONSULTING · NORTHFIELD, IL
CERTITUDE ADVISORS, LLC · NORTHFIELD, IL

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