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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-19 |
| CA | RA | APPROVED | 2018-03-08 |
Branch Locations
27319 Hawthorne Blvd, Rolling Hills, CA 90274 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade Inc. | El Segundo | CA | 02/2016 | 02/2018 |
| Jpmorgan Chase Bank, N.A. | Rolling Hills Estates | CA | 03/2018 | Present |
| J.P. Morgan Securities Llc | Rolling Hills Estates | CA | 03/2018 | Present |
| Scottrade Investment Management | El Segundo | CA | 01/2017 | 02/2018 |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO- OWNER / CO-LANDLORD - RENTAL PROPERTY START DATE: 8/5/2017 ADDRESS: 5872 LONG BEACH, CA. DETAILS: real estate INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 MR. LAW OWNS A DUPLEX - 20519 CATLINA STREET,TORRANCE, CA. THIS PROPERTY IS USED AS BOTH A RESIDENCE FOR MR. LAW AND THE OTHER UNIT AS A RENTAL PROPERTY. MR. LAW RESIDES AT AND MANAGES THIS PROPERTY. STARTED: 02/01/2015 - WORKS 4 HOURS PER MONTH WILL BE DEVOTED TO THIS ACTIVITY, 0 DURING MARKET HOURS.INVESTMENT RELATED. start date:8/1/2017 Real Estate/Income property 5872 Lime Avenue Long Beach CA 90805 Duties: Owner of the property Hours per month: 1 hour Hours during trading: zero Job title: Owner of the property I do not own an LLC. or corporation Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-05 |
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