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Michael D. Law

J.P. Morgan Securities LLC

Rolling Hills, CA

CRD 5224387

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-19
CA RA APPROVED 2018-03-08
  • TX RA
    APPROVED_RES
    Since 2019-07-19
  • CA RA
    APPROVED
    Since 2018-03-08

Branch Locations

27319 Hawthorne Blvd, Rolling Hills, CA 90274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Inc. El Segundo CA 02/2016 02/2018
Jpmorgan Chase Bank, N.A. Rolling Hills Estates CA 03/2018 Present
J.P. Morgan Securities Llc Rolling Hills Estates CA 03/2018 Present
Scottrade Investment Management El Segundo CA 01/2017 02/2018
  • 02/2016 → 02/2018
    Scottrade Inc.
    El Segundo, CA
  • 03/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Rolling Hills Estates, CA
  • 03/2018 → Present
    Rolling Hills Estates, CA
  • 01/2017 → 02/2018
    Scottrade Investment Management
    El Segundo, CA
Previous Registrations
  • 2017-01-24 → 2018-03-09
    Scottrade Investment Management
    Saint Louis, MO
  • 2009-02-18 → 2015-12-10
    Indio, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO- OWNER / CO-LANDLORD - RENTAL PROPERTY START DATE: 8/5/2017 ADDRESS: 5872 LONG BEACH, CA. DETAILS: real estate INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 MR. LAW OWNS A DUPLEX - 20519 CATLINA STREET,TORRANCE, CA. THIS PROPERTY IS USED AS BOTH A RESIDENCE FOR MR. LAW AND THE OTHER UNIT AS A RENTAL PROPERTY. MR. LAW RESIDES AT AND MANAGES THIS PROPERTY. STARTED: 02/01/2015 - WORKS 4 HOURS PER MONTH WILL BE DEVOTED TO THIS ACTIVITY, 0 DURING MARKET HOURS.INVESTMENT RELATED. start date:8/1/2017 Real Estate/Income property 5872 Lime Avenue Long Beach CA 90805 Duties: Owner of the property Hours per month: 1 hour Hours during trading: zero Job title: Owner of the property I do not own an LLC. or corporation Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-05
  • S66 Uniform Combined State Law Examination
    2009-02-05
Other Names
  • Michael David Law

View on SEC IAPD

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