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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-08-17 |
| DE | RA | APPROVED | 2019-06-03 |
| TX | RA | APPROVED | 2019-06-03 |
Branch Locations
12001 Old Vine Blvd. Unit #106, Lewes, DE 19958 • United States
20 Montchanin Road Suite 120, Greenville, DE 19807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | DE | 06/2014 | 06/2019 |
| Bank Of America, N.A. | Wilmington | DE | 08/2014 | 06/2019 |
| Janney Montgomery Scott Inc. | Greenville | DE | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-12 |
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