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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-04-24 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St,Louis | MO | 01/2019 | 04/2019 |
| Oppenheimer Funds | Centennial | CO | 07/2012 | 01/2019 |
| Kestra Investment Services, Llc | Denver | CO | 04/2019 | Present |
| Kestra Advisory Services, Llc | Denver | CO | 04/2019 | Present |
Business Name: Rental Property - Tabernash Colorado Investment Related: No Address: 400 County Road 514c Tabernash CO 80478 Nature of Business: Real Estate Position, Title or Relationship: Co-Owner Start Date: 11/30/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Manage Air BnB , cleaning people, etc. Business Name: MONEYPENNY LLC DBA SINDRICH & ASSOCIATES POSITION: Wealth Manager NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 04/09/2019 ADDRESS: 1490 S. Pearl Street, Denver CO 80210, United States DESCRIPTION: Case prep, leverage financial planning technology, support existing advisor relationships, monitor account performance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-10 |
| S65 | Uniform Investment Adviser Law Examination | 2011-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-05 |
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