Samuel A Haley

Raymond James & Associates, Inc.

San Antonio, TX

Claim This Profile

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2008-10-13

TX RA
APPROVED

Since 2008-10-13

Branch Locations

745 East Mulberry Avenue Trinity Plaza Two #210, San Antonio, TX 78212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James And Associates Inc	San Antonio	TX	04/2008	Present

04/2008 → Present

Raymond James And Associates Inc

San Antonio, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-10

S66 Uniform Combined State Law Examination

2008-10-10

Other Names

Samuel Austin Haley

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ROCKEFELLER FINANCIAL LLC

PARK AVENUE SECURITIES LLC

RBC CAPITAL MARKETS, LLC

KESTRA ADVISORY SERVICES, LLC

TITLEIST ASSET MANAGEMENT, LLC

ULRICH INVESTMENT CONSULTANTS

Other Investors

Daniel W Lasater

ABIGAIL CLAUDIO-JACKSON

JASON MATTHEW PORTER

John David Carrillo

Klinton Chi-Chuen Law

Erik Carl Munson

Joshua L Killeen

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX

1900 WEALTH · SAN ANTONIO, TX

ROCKEFELLER FINANCIAL LLC · San Antonio, TX

PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX

RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX

KESTRA ADVISORY SERVICES, LLC · San Antonio, TX

TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

More in San Antonio, TX

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor