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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-06-27
TX RA APPROVED 2025-06-27
  • PA RA
    APPROVED
    Since 2025-06-27
  • TX RA
    APPROVED
    Since 2025-06-27

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Inc. Malvern PA 08/2007 Present
  • 08/2007 → Present
    The Vanguard Group Inc.
    Malvern, PA
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-09-05
  • S63 Uniform Securities Agent State Law Examination
    2007-09-05
Designations
Other Names
  • Athena J Mccarthy
  • Athena Mccallum
  • Athena Mccallum
  • Athena J Mccallum

View on SEC IAPD

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