Christine D Richards

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, RI
• 04/2016 → 09/2016
  Cvs Health
  Cumberland, RI
• 09/2013 → 10/2016
  Rhode Island College
  Providence, RI

Other Businesses

I*: 2274264 Entity Type: Charitable Name of OBA: East Bay Summer Wind Ensemble Address: Bristol, RI 02809 Investment Related: No Position, Title, Association: Board member Employee Start Date: 4/7/2025 Number of Hours: 2 hrs wkly Number of Hours during trading: 0 Duties: East Bay Summer Wind Ensemble is a non-profit organization that has asked me to be a Member at Large. My role is to assist the director with establishing connections throughout the community to expand our performance area. I also assist the director with music selection and researching grants available to our organization. I will not have access to funds or investments nor provide any financial advice.

Exams

• S66 Uniform Combined State Law Examination
  2020-10-13
• S63 Uniform Securities Agent State Law Examination
  2017-01-18

Other Names

• Christine Lind
• Christine Dasilva