Richard Harry Nelsen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 02/2009 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2014 → 10/2022
  Ricky Nelson College Financial Planning
  Bay City, MI
• 12/2014 → 10/2022
  Richard Nelsen Investments
  Bay City, MI
• 10/2022 → Present
  Richard Nelsen
  Bay City, MI

Previous Registrations

• 2007-09-06 → 2009-01-06
  Edward Jones
  St Louis, MO
  Bay City, MI
  Bay City, MI

Other Businesses

1) RECEIVES RENEWALS ON FIXED ANNUITY SALES: 2)NAME OF OTHER BUSINESS: INSIGHT FINANCIAL GROUP - IFG; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA NAME; START DATE: 07/2019; POSITION/TITLE/RELATIONSHIP: PRESIDENT / CEO / OWNER APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR FINANCIAL BUSINESS 3)NAME OF OTHER BUSINESS: RICHARD NELSEN; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PLANNING; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: TAX PLANNING, ENROLLED AGENT, ASSIST CLIENTS TO BE TAX EFFICIENT WITH FINANCIAL ASSETS; 4) NAME OF OTHER BUSINESS: 1980 CLASS REUNION COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 306 FIFTH ST STE 101, BAY CITY, MI 48708; NATURE OF BUSINESS: BOARD; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: CO CHAIRMAN OF COMMITTEE; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: A GROUP OF 7 CLASSMATES FROM OUR HIGH SCHOOL CLASS ARE PLANNING A 45TH REUNION WEEKEND; 5) NAME OF OTHER BUSINESS: LIONS CLUB INTERNATIONAL DISTRICT 11D1; INVESTMENT RELATED: NO; ADDRESS: 11182 WILSON RD, MONTROSE, MI 48457; NATURE OF BUSINESS: BOARD; START DATE: 3/2026; POSITION/TITLE/RELATIONSHIP: ZONE 1 CHAIR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COMMUNICATE WITH 5 CLUBS OF APPROX 40 IN DISTRICT TO ASSIST WITH AFFAIRS WITH THE DISTRICT, STATE AND NATIONAL ISSUES. MEMBER OF THE DISTRICT COMMITTEE;

Exams

• S66 Uniform Combined State Law Examination
  2006-11-20

Designations

• Certified Financial Planner

Other Names

• Richard Nelsen
• Rick Nelsen
• Richard Harry Nelsen