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Tyson Boyd Smith

Wells Fargo Clearing Services, LLC

Seattle, WA

Kirkland, WA

Kirkland, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-10
WA RA APPROVED 2016-08-18
  • TX RA
    APPROVED_RES
    Since 2025-07-10
  • WA RA
    APPROVED
    Since 2016-08-18

Branch Locations

999 3Rd Ave [Wv-Rbo], Seattle, WA 98104 • United States

460 Central Way, Kirkland, WA 98033 • United States

12516 Totem Lake Blvd Ne Bldg L, Kirkland, WA 98034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Seattle WA 08/2016 11/2016
Wells Fargo Clearing Services, Llc Seattle WA 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2016-08-15
    J.P. Morgan Securities Llc
    Seattle, WA
    Seattle, WA
    Seattle, WA
  • 2012-01-20 → 2012-10-01
    Chase Investment Services Corp.
    Seattle, WA
    Seattle, WA
    Seattle, WA
  • 2007-01-10 → 2011-09-01
    Edward Jones
    St Louis, MO
    Hayden Lake, ID
    Hayden, ID
    Coeur D'ALene, ID
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-21
  • S66 Uniform Combined State Law Examination
    2006-12-21

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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