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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-03-07 |
| TX | RA | APPROVED | 2019-03-07 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Scottsdale | AZ | 10/2006 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 10/2006 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 03/2019 | Present |
NAME OF BUSINESS: FULL AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: FULL AGENT START DATE: 08/2023 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ASSISTS FAMILY MEMBER WITH INVESTMENT ACCOUNT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-03-30 |
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