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Robert Anthony Di Carlo

Cole Wealth Management, LLC

Scottsdale, AZ

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Current Employers
Cole Wealth Management, Llc

9332 E Raintree Dr Suite 100, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2011-07-18
  • AZ RA
    APPROVED
    Since 2011-07-18

Branch Locations

9332 E Raintree Dr Suite 100, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cole Wealth Management, Llc Scottsdale AZ 12/2009 Present
Other Businesses

MR. DICARLO SELLS INSURANCE PRODUCTS (LIFE, HEALTH, ANNUITY CONTRACTS) WHEN APPROPRIATE AND ONLY WHEN HE HOLDS THE PROPER REGISTRATIONS TO DO SO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-08
S66 Uniform Combined State Law Examination 2006-11-29
  • S65 Uniform Investment Adviser Law Examination
    2011-07-08
  • S66 Uniform Combined State Law Examination
    2006-11-29

View on SEC IAPD

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Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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