Kevin John Klipfel

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 09/2016
  Wells Fargo Advisors Financial Network, Llc
  Paso Robles, CA
• 09/2016 → 10/2019
  Lpl Financial, Llc
  Paso Robles, CA
• 10/2019 → 03/2023
  Independent Financial Group
  Paso Robles, CA
• 03/2023 → 08/2024
  Grove Point Investments Llc
  Rockville, MD
• 03/2023 → 08/2024
  Grove Point Advisors Llc
  Rockville, MD
• 08/2024 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 08/2024 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2023-03-07 → 2024-08-29
  Grove Point Advisors, Llc
  Paso Robles, CA
  Rockville, MD
• 2019-11-08 → 2023-03-08
  Independent Financial Group, Llc
  Paso Robles, CA
  Paso Robles, CA
  San Diego, CA
• 2016-09-28 → 2019-11-25
  Lpl Financial Llc
  Paso Robles, CA
  Fair Oaks, CA
  Paso Robles, CA
• 2013-03-18 → 2016-09-29
  Wells Fargo Advisors Financial Network, Llc
  Paso Robles, CA
• 2008-03-13 → 2013-03-21
  Edward Jones
  Atascadero, CA
  St Louis, MO
  Paso Robles, CA

Other Businesses

(1) Meritage Asset Management Group; DBA; Not investment related; 725 Creston Rd, Ste B, Paso Robles, CA 93446; Vice President; 0 hours, 0 hours during trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-02-29