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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-13 |
| KY | RA | APPROVED | 2018-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments, Llc | Pittsburgh | PA | 02/2016 | 03/2017 |
| Pnc Investments | Pittsburgh | PA | 07/2017 | 09/2018 |
| Unemployed | Louisville | KY | 03/2017 | 07/2017 |
| Pnc Bank, Na | Lousville | KY | 07/2017 | 09/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 11/2018 | Present |
| Bank Of America, N.A. | Louisville | KY | 12/2018 | Present |
I*134503For profit or not for profit: Non-Profit OrganizationName of outside business organization: The TempleInvestment related: Address of business: Louisville, Kentucky 40241Nature of business: Other,Non Profit organizationCompensation for Activity: Position, title, association: Participant, Start date of relationship: 11/16/2020Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Volunteer on the investment committee. The Temple has an outside firm that has discretion over the accounts I*2512270, Entity Type: Entity For Profit, Name of OBA: European patisserie LLC, Address: Louisville, Kentucky, 40222, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 06/01/2025, No Hours: 20 Weekly, No Hours during Trading: 5 Weekly, Duties: member, baking goods
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-13 |
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