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Joel Orozco

Wells Fargo Clearing Services, LLC

El Paso, TX

El Paso, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

6175 Gateway Blvd W, El Paso, TX 79925 • United States

221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. El Paso TX 08/2005 Present
Wells Fargo Advisors Llc El Paso TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc El Paso TX 11/2016 Present
  • 08/2005 → Present
    Wells Fargo Bank, N.A.
    El Paso, TX
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    El Paso, TX
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    El Paso, TX
Previous Registrations
  • 2007-02-26 → 2011-01-03
    Wells Fargo Investments, Llc
    El Paso, TX
    El Paso, TX
    El Paso, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-22
  • S66 Uniform Combined State Law Examination
    2007-02-22

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EL PASO, TX
OSAIC WEALTH, INC. · EL PASO, TX
RAYMOND JAMES & ASSOCIATES, INC. · EL PASO, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL PASO, TX
PARK AVENUE SECURITIES LLC · EL PASO, TX
LPL FINANCIAL LLC · EL PASO, TX
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · EL PASO, TX
CETERA INVESTMENT ADVISERS LLC · EL PASO, TX

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