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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-02-14 |
| OR | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED_RES | 2018-02-14 |
Branch Locations
3610 Central Ave. Suite 400, Riverside, CA 92506 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp | Tampa | FL | 02/2009 | Present |
| Lpl Financial Llc | Riverside | CA | 02/2018 | Present |
1. 02/14/2018 - Life Brokerage Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 2000 - Time Spent 5%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-20 |
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