Brian Jones

Current Employers

Employment History

• 11/2016 → 11/2019
  Wells Fargo Clearing Services, Llc
  Fond Du Lac, WI
• 11/2019 → 12/2025
  Wells Fargo Advisors Financial Network, Llc
  Fond Du Lac, WI
• 11/2019 → Present
  Lvf, Llc Dba Ledgevest Financial
  Fond Du Lac, WI
• 12/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2025 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Fond Du Lac, WI

Previous Registrations

• 2019-11-14 → 2025-12-23
  Wells Fargo Advisors Financial Network, Llc
  Fond Du Lac, WI
• 2008-01-01 → 2019-11-14
  Wells Fargo Clearing Services, Llc
  Fond Du Lac, WI

Other Businesses

1. NAME OF OTHER BUSINESS: BEACON HOUSE FOUNDATION INVESTMENT RELATED: NO ADDRESS: FOND DU LAC, WI 54935 NATURE OF BUSINESS: BOARD FIDUCIARY POSITIONS START DATE: 2/2024 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .25 BRIEF DESCRIPTION OF DUTIES: ASSIST IN FUNDRAISING AND ORGANIZING SUPPORT FOR FRIENDS OF WOMEN IN RECOVER, WILL REVIEW THE INVESTMENT POLICY STATEMENT AND MAKE RECOMMENDATIONS TO THE TREASURER ON ANY CHANGES I FEEL SHOULD BE CONSIDERED. CHANGES WOULD BE VOTED ON BY THE FULL BOARD, AND AS ONE OF SEVEN BOARD MEMBERS, I WOULD HAVE ONE OF SEVEN VOTES. I WOULD ALSO HAVE ONE OF SEVEN VOTES ON SELECTING AN INVESTMENT ADVISOR AS THE FULL BOARD WOULD VOTE ON THIS MATTER; 2. NAME OF OTHER BUSINESS: FOND DU LAC MORNING ROTARY INVESTMENT RELATED: NO ADDRESS: FOND DU LAC, WI 54936 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 5/2024 POSITION/TITLE/RELATIONSHIP: PROGRAM CHAIR COMMITTEE APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .25 BRIEF DESCRIPTION OF DUTIES: GUIDE COMMITTEE THAT SELECTS AND INVITES SPEAKERS TO OUR MEETINGS; 3. NAME OF OTHER BUSINESS: BERNIE JONES BIG CUP SCRAMBLE GOLF TOURNAMENT INVESTMENT RELATED: NO ADDRESS: FOND DU LAC, WI 54937 NATURE OF BUSINESS: CHARITABLE EVENT START DATE: 10/2025 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HAVE RUN A CHARITY GOLF TOURNAMENT IN MY FATHER'S NAME FOR 35 YEARS. PROCEEDS FROM THE TOURNAMENT ARE PUT INTO A DONOR ADVISED FUND AT FOND DU LAC AREA FOUNDATION THE FUND IS USED TO SUPPORT CHARITABLE CAUSES IN THE FOND DU LAC COMMUNITY MY ROLE IS TO PLAN AND IMPLEMENT THE TOURNAMENT WHICH MOSTLY INVOLVES MARKETING THE EVENT AND WORKING WITH THE GOLF COURSE ON PLANNING/RUNNING THE TOURNAMENT; 4. NAME OF OTHER BUSINESS: LVF, LLC DBA LEDGEVEST FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 11/2019 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL - PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR;

Exams

• S66 Uniform Combined State Law Examination
  2006-11-22

Other Names

• Brian B Jones
• Brian Bernard Jones