Charles Joseph Margiasso

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-07-08
NY	RA	APPROVED	2021-07-30

TX RA
APPROVED_RES

Since 2024-07-08
NY RA
APPROVED

Since 2021-07-30

Branch Locations

88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States

Yonkers, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Garden City	NY	05/2015	11/2016
Wells Fargo Clearing Services, Llc	Garden City	NY	11/2016	Present

05/2015 → 11/2016

Wells Fargo Advisors Llc

Garden City, NY
11/2016 → Present

Wells Fargo Clearing Services, Llc

Garden City, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-11-09

S63 Uniform Securities Agent State Law Examination

2006-11-09

View on SEC IAPD

Employer firm

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

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