Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-08
NY RA APPROVED 2021-07-30
  • TX RA
    APPROVED_RES
    Since 2024-07-08
  • NY RA
    APPROVED
    Since 2021-07-30

Branch Locations

88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States

Yonkers, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Garden City NY 05/2015 11/2016
Wells Fargo Clearing Services, Llc Garden City NY 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-11-09
  • S63 Uniform Securities Agent State Law Examination
    2006-11-09

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Woodbury, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor