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Marisol Espinosa

Ubs Financial Services Inc.

Coral Gables, FL

Coral Gables, FL

Miami, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-02-04
  • FL RA
    APPROVED
    Since 2020-02-04

Branch Locations

4225 Ponce De Leon Blvd Suite 500, Coral Gables, FL 33146 • United States

Coral Gables, FL • United States

100 S.E. 2Nd Street 25Th, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Private Bank International Miami FL 08/2013 07/2017
Unemployed Miami FL 07/2017 10/2017
Ascendo Resources Miami FL 10/2017 02/2019
Unemployed Miami FL 02/2019 08/2019
Merrill Lynch Miami FL 08/2019 09/2019
Ubs Financial Services Inc. Miami FL 09/2019 Present
  • 08/2013 → 07/2017
    Hsbc Private Bank International
    Miami, FL
  • 07/2017 → 10/2017
    Unemployed
    Miami, FL
  • 10/2017 → 02/2019
    Ascendo Resources
    Miami, FL
  • 02/2019 → 08/2019
    Unemployed
    Miami, FL
  • 08/2019 → 09/2019
    Merrill Lynch
    Miami, FL
  • 09/2019 → Present
    Ubs Financial Services Inc.
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-08
  • S66 Uniform Combined State Law Examination
    2019-04-08
Other Names
  • Marisol Talina Espinosa
  • Marisol T Espinosa
  • Marisol Talina Espinosa

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ACCUMULATOR OPERATIONS LLC
021 INVESTMENTS LLC
VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.

Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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