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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-11-16 |
Branch Locations
11675 Jollyville Rd Ste 200, Austin, TX 78759-3939 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Austin | TX | 08/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Austin | TX | 03/2020 | Present |
Business Ownership; Pathsage LLC; Owner and managing member; Consulting; 11675 Jollyville Rd, Ste 200, Austin, TX 78759, ,; Not Investment-Related; 04/01/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Pathsage, LLC; 20% Owner - I am a financial advisor with Hearthstone Wealth Management a private wealth practice of Ameriprise Financial. I meet with Ameriprise clients, provide client service, do financial plans, and trading. Advisor Walt Reep pays my salary from his Pathsage LLC business entity. My duties are all within the scope of my role with Ameriprise. As Walt Reep is a franchise owner, I am not paid directly by Ameriprise.; Help manage financial planning practice; 11675 Jollyville Rd, Ste 200, , Austin, TX, 78759; Investment-Related; 01/01/2017; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-15 |
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