Best Investors Account Sign in
Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-03
IN RA APPROVED 2021-04-18
  • TX RA
    APPROVED_RES
    Since 2021-11-03
  • IN RA
    APPROVED
    Since 2021-04-18

Branch Locations

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

751 E Porter Ave Suite 6, Chesterton, IN 46304 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Merrillville IN 10/2011 11/2016
Wells Fargo Clearing Services, Llc Merrillville IN 11/2016 02/2021
Benjamin F. Edwards & Company Chesterton IN 02/2021 Present
  • 10/2011 → 11/2016
    Wells Fargo Advisors, Llc
    Merrillville, IN
  • 11/2016 → 02/2021
    Merrillville, IN
  • 02/2021 → Present
    Benjamin F. Edwards & Company
    Chesterton, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-17
S63 Uniform Securities Agent State Law Examination 1998-09-25
  • S66 Uniform Combined State Law Examination
    2011-12-17
  • S63 Uniform Securities Agent State Law Examination
    1998-09-25

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St. Louis, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor