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John Alexander Kelly

Taconic Advisors

Saugerties, NY

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Current Employers
Taconic Advisors

382 Main Street, Saugerties, NY 12477 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-17
  • NY RA
    APPROVED
    Since 2021-06-17

Branch Locations

382 Main Street, Saugerties, NY 12477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc New York NY 04/2015 09/2016
Wells Fargo Bank, Na Hopewell Junction NY 10/2016 04/2017
Wells Fargo Advisors, Llc Hopewell Junction NY 10/2016 11/2016
Wells Fargo Clearing Services, Llc Hopewell Junction NY 11/2016 04/2017
Taconic Advisors, Inc. Saugerties NY 04/2017 Present
  • 04/2015 → 09/2016
    Neuberger Berman Llc
    New York, NY
  • 10/2016 → 04/2017
    Wells Fargo Bank, Na
    Hopewell Junction, NY
  • 10/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Hopewell Junction, NY
  • 11/2016 → 04/2017
    Wells Fargo Clearing Services, Llc
    Hopewell Junction, NY
  • 04/2017 → Present
    Taconic Advisors, Inc.
    Saugerties, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-10
S66 Uniform Combined State Law Examination 2010-02-12
  • S65 Uniform Investment Adviser Law Examination
    2015-12-10
  • S66 Uniform Combined State Law Examination
    2010-02-12
Designations
Other Names
  • John Alexander Kelly
  • John Kelly

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
EDWARD JONES
KEY INVESTMENT SERVICES LLC
EQUITABLE ADVISORS, LLC
RYEFIELD CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC INSTITUTIONS, INC.
LINCOLN INVESTMENT

Other Investors

MEREDITH WILSON BRIGGS
Rebeca Irene Cotton
Justin Staie
Erin Mary Clancy
Cory J Espejo
Colton William Crump
JANE MARIE MCCARTHY
ALAN E. LAX

Other Offices

LPL FINANCIAL LLC · SAUGERTIES, NY
EDWARD JONES · LAKE KATRINE, NY
KEY INVESTMENT SERVICES LLC · RED HOOK, NY
EQUITABLE ADVISORS, LLC · RED HOOK, NY
RYEFIELD CAPITAL, LLC · GERMANTOWN, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGSTON, NY
OSAIC INSTITUTIONS, INC. · KINGSTON, NY
LPL FINANCIAL LLC · KINGSTON, NY

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