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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-06-09
NY RA APPROVED 2021-06-09
  • NJ RA
    APPROVED
    Since 2021-06-09
  • NY RA
    APPROVED
    Since 2021-06-09

Branch Locations

108 North Front Street, Kingston, NY 12401 • United States

294 Main St., Saugerties, NY 12477 • United States

313 N Greenbush Rd, Troy, NY 12180 • United States

2080 Western Ave.-20 Mall, Guilderland, NY 12084 • United States

610 Old Route 146, Clifton Park, NY 12065 • United States

595 New Loudon Road, Latham, NY 12110 • United States

125 Wolf Rd, Albany, NY 12205 • United States

7280 South Broadway, Red Hook, NY 12571 • United States

1523 Ny Route 67, Schaghticoke, NY 12154 • United States

80 State St., Albany, NY 12207 • United States

150 Main St., Wynantskill, NY 12198 • United States

911 Central Ave., Albany, NY 12206 • United States

1766 Union Street., Schenectady, NY 12309 • United States

455 Hoosick St., Troy, NY 12180 • United States

5000 Queen Philomena Blvd, Schenectady, NY 12304 • United States

Mechanicville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Latham NY 07/2014 01/2021
M&T Securities New Paltz NY 01/2021 06/2021
Lpl Financial Llc Colonie NY 06/2021 Present
Previous Registrations
  • 2021-01-13 → 2021-06-09
    M&T Securities, Inc.
    Baltimore, MD
    Guilderland, NY
    Paramus, NJ
    Clifton Park, NY
    Red Hook, NY
    New Paltz, NY
    Saugerties, NY
    Kingston, NY
    Colonie, NY
    Latham, NY
    North Greenbush, NY
    Albany, NY
    Schenectady, NY
    Albany, NY
    Wynantskill, NY
    Troy, NY
    Schaghticoke, NY
  • 2014-12-05 → 2021-01-06
    Latham, NY
    Scotia, NY
    Scotia, NY
    Albany, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-04
  • S66 Uniform Combined State Law Examination
    2014-12-04

View on SEC IAPD

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