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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-07-02
  • NJ RA
    APPROVED
    Since 2013-07-02

Branch Locations

10800 Financial Center Parkway 4Th Floor, Little Rock, AR 72211 • United States

Little Rock, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York City NY 06/2013 Present
Previous Registrations
Other Businesses

Heritage of Pride Inc. / 154 Christopher Street Suite 1D New York,NY 10014 / Company/ Charities, Cultural, Educational & Political Organisations / To produce LGBT Pride events taht inspire, educate, commemorate and celebrate our diverse community / Officer / / maintain complete and current records of all expenditures and income. Provide a financial and annual report to the General Membership. Chair the Finance Committee. / Start Date 09/01/2017 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-17
  • S66 Uniform Combined State Law Examination
    2007-12-17
Other Names
  • Chastity R Hicks
  • Chastity Richare R Hicks
  • Chastity Richare Hicks

View on SEC IAPD

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