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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2009-06-01
  • WI RA
    APPROVED
    Since 2009-06-01

Branch Locations

130 South Main Street, Fond Du Lac, WI 54936-0988 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Fond Du Lac WI 05/2001 Present
Raymond James Financial Services Advisors, Inc Fond Du Lac WI 01/2009 Present
National Exchange Bank And Trust Fond Du Lac WI 05/2001 Present
Other Businesses

(1)Name of Business: National Exchange Bank & Trust Address: 130 S Main St, Fond Du Lac, WI, 54935, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 05/19/2001 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: work through RJ to provide investment services to clients (2)Name of Business: National Exchange Investment Management Address: 130 S Main St, Fond Du Lac, WI, 54935, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/21/2001 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: financial advisor (3)Name of Business: Rosendale-Brandon School Board Address: Rosendale-Brandon School District, 301 W. Division St., Rosendale, WI, 54974, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - President Investment Related: No Start Date: 04/26/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: helping the administration effectively run the school district

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-03-22
  • S63 Uniform Securities Agent State Law Examination
    2000-03-22
Designations
Other Names
  • Jennifer Anne Boss

View on SEC IAPD

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