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Emily Clover Crawford

Wells Fargo Clearing Services, LLC

Columbia, MD

Tarpon Springs, FL

CRD 5216313

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2013-04-22
MD RA APPROVED 2013-04-12
  • DC RA
    APPROVED
    Since 2013-04-22
  • MD RA
    APPROVED
    Since 2013-04-12

Branch Locations

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Washington DC 09/2004 Present
Wells Fargo Advisors Llc Washington DC 12/2011 11/2016
Wells Fargo Clearing Services, Llc Washington DC 11/2016 Present
  • 09/2004 → Present
    Wells Fargo Bank Na
    Washington, DC
  • 12/2011 → 11/2016
    Wells Fargo Advisors Llc
    Washington, DC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-02
  • S66 Uniform Combined State Law Examination
    2013-04-02
Other Names
  • Emily Clover Crawford
  • Emily C Holloway
  • Emily Clover Crawford Holloway

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD
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