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Deidre Michelle Mraz

Mraz And Associates

Modesto, CA

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Current Employers
Mraz And Associates

1120 13Th Street Suite C, Modesto, CA 95354 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-10-24
  • CA RA
    APPROVED
    Since 2011-10-24

Branch Locations

1120 13Th Street Suite C, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concert Wealth Management, Inc. Modesto CA 09/2008 Present
Mraz, Amerine & Associates Modesto CA 10/2011 Present
  • 09/2008 → Present
    Concert Wealth Management, Inc.
    Modesto, CA
  • 10/2011 → Present
    Mraz, Amerine & Associates
    Modesto, CA
Previous Registrations
  • 2008-09-02 → 2012-03-19
    Concert Wealth Management
    Modesto, CA
  • 2007-10-09 → 2008-08-27
    Morgan Stanley & Co. Llc
    San Francisco, CA
  • 2007-04-30 → 2007-08-28
    Morgan Stanley & Co. Llc
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-27
S63 Uniform Securities Agent State Law Examination 2006-09-25
  • S65 Uniform Investment Adviser Law Examination
    2007-04-27
  • S63 Uniform Securities Agent State Law Examination
    2006-09-25
Other Names
  • Deidre Michelle Mraz
  • Deidre Mraz Johnson

View on SEC IAPD

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OSAIC WEALTH, INC.
U.S. BANCORP ADVISORS, LLC

Other Investors

TODD E BARTON
KATRINA M MORGANSON
JESSE G CORTEZ
CALVIN L HEIM
BRIAN WAYNE STEVENS
VICKY M JOHNSON
CORY ALAN KELLY
ANGELO MICHAEL GIANNOSA

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
PRINCIPAL SECURITIES, INC. · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
INTEGRAL WEALTH MANAGEMENT · Modesto, CA
OLIVEIRA WEALTH · MODESTO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Modesto, CA
OSAIC WEALTH, INC. · MODESTO, CA

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