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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
  • WI RA
    APPROVED
    Since 2025-01-01

Branch Locations

1055 Quinlan Dr Unit B, Pewaukee, WI 53072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 02/2014 10/2016
Cambridge Investment Research, Inc. Fairfield IA 11/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2017 Present
Previous Registrations
  • 2014-10-08 → 2016-10-24
    Cetera Wealth Services, Llc
    Oak Creek, WI
Other Businesses

1.INDEPENDENT INSURANCE AGENT, 1055 QUINLAN DR, UNIT B, PEWAUKEE, WI, 9/2006 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/MO - 1/TRADING. 2.RENTAL PROPERTY OWNER, PEWAUKEE, WI, NIR - 20/MO - 1/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.TEISTER N' TEISTER, LLC, 1055 QUINLAN DR, UNIT B, PEWAUKEE, WI 53072, 12/2023, 1099 CONTRACTOR, USING A TRADE NAME/DBA, INV REL, 160 HR/MO - 120 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-08
S63 Uniform Securities Agent State Law Examination 2006-12-20
  • S65 Uniform Investment Adviser Law Examination
    2014-10-08
  • S63 Uniform Securities Agent State Law Examination
    2006-12-20

View on SEC IAPD

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