David Soltz Sherman

Current Employers

Employment History

• 01/2010 → Present
  Tfo Wealth Partners
  Maumee, OH
• 04/2010 → Present
  Sherman Tdc, Llc
  St. Louis, MO

Other Businesses

(1) SHERMAN TDC, LLC; INVESTMENT RELATED; ADDRESS: 190 CARONDELET PLAZA SUITE 1450 CLAYTON, MO 63105; NATURE: HOLDING COMPANY FOR NON VARIABLE LIFE AND DISABILITY INSURANCE AND FIXED ANNUITIES; POSITION: MANAGER; START DATE: APRIL 2010; HRS/MTH: 60 HRS PER MONTH, ALL OF WHICH ARE DURING SECURITIES TRADING HOURS. (2) TFO INSURANCE PARTNERS ; INVESTMENT RELATED; ADDRESS: 1440 ARROWHEAD DR MAUMEE, OH 43537; NATURE: NON VARIABLE LIFE AND DISABILITY INSURANCE AND FIXED ANNUITIES; POSITION: INDEPENDENT PRODUCER; START DATE: APRIL 2010; HRS/MTH: 60 HRS PER MONTH, ALL OF WHICH ARE DURING SECURITIES TRADING HOURS. (3) DASH3, LLC, INVESTMENT RELATED, 190 CARONDELET PLAZA SUITE 1450, CLAYTON, MO 63105, INDIRECTLY MANAGES PASSIVE LLC'S AND INDIRECTLY OWNS LIFE INSURANCE, MANAGER, START DATE: DECEMBER 2008, < 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS. (4) DELSHER, LLC, INVESTMENT RELATED, 190 CARONDELET PLAZA SUITE 1450, CLAYTON, MO 63105, INDIRECTLY OWNS LIFE INSURANCE, INDIRECT MANAGER, START DATE: DECEMBER 2008, 2 HOURS PER MONTH DURING TRADING HOURS. (5) SHERMANATOR MP40, LLC, NON-INVESTMENT RELATED, 190 CARONDELET PLAZA SUITE 1450, CLAYTON, MO 63105, COLLECTIBLES, MANAGER, START DATE: JANUARY 2015, < 1 HOUR PER MONTH DURING TRADING HOURS. (6) SHERMANATOR SBR SUPPRESSOR, LLC, NONINVESTMENT RELATED, 190 CARONDELET PLAZA SUITE 1450, CLAYTON, MO 63105, NATURE: COLLECTIBLES, MANAGER, START DATE: MARCH 2016, < 1 HOUR PER MONTH DURING TRADING HOURS. (7) SPANOS PROPERTIES, LLC; INVESTMENT RELATED 190 CARONDELET PLAZA SUITE 1450, CLAYTON, MO 63105; HOLDING COMPANY AND INDIRECTLY OWNS LIFE INSURANCE; INDIRECT OWNER; SINCE 2008; 0-2 HOURS ALL OF WHICH ARE DURING SECURITIES TRADING HOURS. (8) SPANOS INVESTMENTS, LLC; INVESTMENT RELATED 190 CARONDELET PLAZA SUITE 1450, CLAYTON, MO 63105; HOLDS LIFE INSURANCE; INDIRECT OWNER; SINCE 2008; 0-2 HOURS ALL OF WHICH ARE DURING SECURITIES TRADING HOURS. (9) SHERMAN MANAGEMENT, LLC; INVESTMENT RELATED; ADDRESS: 190 CARONDELET PLAZA SUITE 1450, CLAYTON, MO 63105; NATURE: HOLDS LIFE INSURANCE AND SECURITIES; POSITION: MANAGER; START DATE: NOVEMBER 2003; HRS/MTH: <1 HR PER MONTH DURING SECURITIES TRADING HOURS

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-12