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Luis Ernesto Gonzalez

J.P. Morgan Securities LLC

Lockport, IL

Homer Glen, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-30
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2016-03-30
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

16057 S Farrell Rd, Lockport, IL 60441 • United States

14200 S. Bell Road, Homer Glen, IL 60491 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lockport IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Lockport IL 09/2006 Present
Previous Registrations
  • 2012-08-22 → 2012-10-01
    Chase Investment Services Corp.
    Joliet, IL
    Chicago, IL
    Lockport, IL
    Joliet, IL
    Shorewood, IL
    Joliet, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-13
S63 Uniform Securities Agent State Law Examination 2006-10-13
  • S66 Uniform Combined State Law Examination
    2012-08-13
  • S63 Uniform Securities Agent State Law Examination
    2006-10-13
Other Names
  • Luis Ernesto Gonzalezmartinez
  • Luis E Gonzalez

View on SEC IAPD

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Other Offices

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