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George William Mcmullen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-06-18
PA RA APPROVED 2019-06-14
  • NJ RA
    APPROVED
    Since 2019-06-18
  • PA RA
    APPROVED
    Since 2019-06-14

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Princeton NJ 02/2011 11/2017
Wells Fargo Clearing Services, Llc Plymouth Meeting PA 11/2017 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 06/2019 Present
Bank Of America, N.A. Princeton NJ 07/2019 Present
Previous Registrations
  • 2017-11-03 → 2019-06-18
    Wells Fargo Clearing Services, Llc
    Wayne, PA
    Abington, PA
    Jenkintown, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
  • 2009-10-23 → 2017-11-06
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Mercerville, NJ
    Mercerville, NJ
    Princeton, NJ
    Summit, NJ
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Mercerville, NJ
    Mercerville, NJ
  • 2004-06-17 → 2004-10-20
    Quick & Reilly, Inc.
    Mercerville, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-16
S63 Uniform Securities Agent State Law Examination 2000-03-31
  • S65 Uniform Investment Adviser Law Examination
    2004-06-16
  • S63 Uniform Securities Agent State Law Examination
    2000-03-31
Other Names
  • George William Mcmullen
  • George Mcmullen

View on SEC IAPD

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Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

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