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Michael William Gallagher

Pecaut Wealth Management

Sioux City, IA

Lake Oswego, OR

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Current Employers
Pecaut Wealth Management

401 Douglas St, Ste 415, Sioux City, IA 51101 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-01-02
TX RA APPROVED 2024-11-19
IA RA APPROVED 2021-04-06
  • OR RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED
    Since 2024-11-19
  • IA RA
    APPROVED
    Since 2021-04-06

Branch Locations

401 Douglas St, Ste 415, Sioux City, IA 51101 • United States

4248 Galewood St., Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Management, Inc. Portland OR 03/2015 05/2019
The Partners Group Portland OR 03/2015 04/2021
Tpg Financial Advisors, Llc Portland OR 03/2015 04/2021
Pecaut & Co Sioux City IA 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-06-27
S65 Uniform Investment Adviser Law Examination 2007-06-13
  • S63 Uniform Securities Agent State Law Examination
    2007-06-27
  • S65 Uniform Investment Adviser Law Examination
    2007-06-13
Designations
Other Names
  • Mike Gallagher

View on SEC IAPD

Other Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
U.S. BANCORP ADVISORS, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
LPL ENTERPRISE, LLC
CREATIVEONE SECURITIES, LLC

Other Investors

Eric John Ricke
Kaitlyn Margaret Ricke
NATE THOMAS COLBERT
Adam J Dean
Bradyn Van Ommeren
Jake Robert Heitritter
DOUGLAS BRIAN MARX
Sterne Anthony Akin

Other Offices

EDWARD JONES · Sioux City, IA
AMERIPRISE FINANCIAL SERVICES, LLC · Sioux City, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sioux City, IA
OSAIC WEALTH, INC. · SIOUX CITY, IA
AMERIPRISE FINANCIAL SERVICES, LLC · SIOUX CITY, IA
U.S. BANCORP ADVISORS, LLC · Sioux City, IA
EDWARD JONES · SIOUX CITY, IA
THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX CITY, IA

More in Sioux City, IA

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