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Sheree Lianne Lavelle

Wells Fargo Clearing Services, LLC

Newport Beach, CA

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-13
  • CA RA
    APPROVED
    Since 2026-04-13

Branch Locations

520 Newport Center Dr Ste 1700, Newport Beach, CA 92660 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Distributors, Inc Radnor PA 08/2006 02/2022
Athene Securities, Llc West Des Moines IA 02/2022 03/2023
Wells Fargo Clearing Services New Port Beach CA 03/2023 08/2025
Wells Fargo Clearing Services Newport Beach CA 03/2026 Present
Not Applicable Rolling Hills Estates CA 08/2025 03/2026
  • 08/2006 → 02/2022
    Lincoln Financial Distributors, Inc
    Radnor, PA
  • 02/2022 → 03/2023
    Athene Securities, Llc
    West Des Moines, IA
  • 03/2023 → 08/2025
    Wells Fargo Clearing Services
    New Port Beach, CA
  • 03/2026 → Present
    Wells Fargo Clearing Services
    Newport Beach, CA
  • 08/2025 → 03/2026
    Not Applicable
    Rolling Hills Estates, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-05
S63 Uniform Securities Agent State Law Examination 2008-09-15
  • S65 Uniform Investment Adviser Law Examination
    2023-09-05
  • S63 Uniform Securities Agent State Law Examination
    2008-09-15
Other Names
  • Sheree Szumylo
  • Sheree Lianne Szumylo
  • Sheree Lianne Lavelle
  • Sheree L Lavelle

View on SEC IAPD

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