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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-29
  • FL RA
    APPROVED
    Since 2025-04-29

Branch Locations

2970 University Parkway Suite 200, Sarasota, FL 34243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
5Plus 1 Holdings, Llc Bradenton FL 01/2000 Present
Riverside Limosine Bradenton FL 09/2004 06/2018
Benjamin F Edwards & Co Sarasota FL 07/2015 03/2022
The Investment Center, Inc. Sarasota FL 03/2022 11/2024
Ic Advisory Services, Inc. Sarasota FL 03/2022 11/2024
Kovack Securities, Inc. Fort Lauderdale FL 11/2024 04/2025
Kovack Advisors, Inc. Fort Lauderdale FL 11/2024 04/2025
Cambridge Investment Research, Inc. Fairfield IA 04/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2025 Present
  • 01/2000 → Present
    5Plus 1 Holdings, Llc
    Bradenton, FL
  • 09/2004 → 06/2018
    Riverside Limosine
    Bradenton, FL
  • 07/2015 → 03/2022
    Benjamin F Edwards & Co
    Sarasota, FL
  • 03/2022 → 11/2024
    The Investment Center, Inc.
    Sarasota, FL
  • 03/2022 → 11/2024
    Ic Advisory Services, Inc.
    Sarasota, FL
  • 11/2024 → 04/2025
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 11/2024 → 04/2025
    Fort Lauderdale, FL
  • 04/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2025 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) ADVISORS INSURANCE BROKERS, 2970 University Parkway, Suite 200, Sarasota FL 34210, 04/2022, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING. 2) NEXPOINT, PO Box 25417, Sarasota, FL 34243, Salt Lake City UT 84125, 05/2024, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING. 3) 5 PLUS 1 HOLDINGS LLC, 4216 Royal Palm Drive, Bradenton, FL FL 34210, 01/2000, Owner, Real Estate, NIR, 4 HR/MO, 0 HR/MO TRADING. 4) C3P PROPERTIES LLC, 4216 Royal Palm Drive, Bradenton, FL FL 34210, 04/2019, Owner, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 04/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-31
  • S66 Uniform Combined State Law Examination
    2006-10-31

View on SEC IAPD

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