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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-09-30
  • TN RA
    APPROVED
    Since 2025-09-30

Branch Locations

818 18Th Ave South Suite 100, Nashville, TN 37203 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Nashville TN 11/2013 09/2025
Athleta Nashville TN 11/2022 11/2022
Rbc Capital Markets, Llc Nashville TN 09/2025 Present
  • 11/2013 → 09/2025
    Raymond James And Associates
    Nashville, TN
  • 11/2022 → 11/2022
    Athleta
    Nashville, TN
  • 09/2025 → Present
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-21
  • S66 Uniform Combined State Law Examination
    2009-12-21

View on SEC IAPD

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