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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-04-20 |
Branch Locations
601 W. 1St Avenue 14Th Floor, Spokane, WA 99201 • United States
Spokane, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Spokane | WA | 05/2013 | Present |
| Tiaa | Spokane | WA | 05/2013 | Present |
MUSICIAN POSITION: Guitar, mandolin, and violin player. NATURE: Playing music. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: Home Address, Spokane WA 99203, United States DESCRIPTION: Sometimes my band plays gigs at bars and events.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-21 |
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